SFC Licences of YAN Han 嚴寒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 09 May 2011 | 01 May 2014 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 09 May 2011 | 01 May 2014 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 31 January 2007 | 21 March 2011 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 31 January 2007 | 21 March 2011 |
Macquarie Corporate (Hong Kong) Limited | RE | 6 | 31 January 2007 | 21 March 2011 |