SFC Licences of LIAN Ling-Yu 連玲玉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 | RE | 4 | 17 October 2008 | 01 April 2012 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 | RO | 9 | 09 October 2007 | 01 April 2012 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 | RO | 9 | 09 October 2007 | 01 April 2012 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 | RE | 5 | 20 September 2007 | 19 August 2011 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 | RE | 2 | 20 September 2007 | 19 August 2011 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 20 September 2007 | 19 August 2011 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 4 | 07 September 2007 | 19 August 2011 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RO | 9 | 27 March 2007 | 01 April 2012 |