SFC Licences of NA Xiaona 那小娜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 4 | 18 April 2019 | 27 April 2019 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 14 March 2019 | 27 April 2019 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 24 September 2015 | 01 February 2019 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 27 January 2007 | 23 March 2007 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 27 January 2007 | 23 March 2007 |