SFC Licences of LAM Yiu Sum 林耀森
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Tianli Financial Limited 天利金融有限公司 | RE | 9 | 23 May 2018 | 31 August 2019 |
Tianli Financial Limited 天利金融有限公司 | RE | 4 | 23 May 2018 | 31 August 2019 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 30 January 2007 | 21 August 2010 |