SFC Licences of MA Shiding 馬世鼎

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ICBC International Capital Limited 工銀國際融資有限公司 RO 6 17 July 2013 17 August 2015
ICBC International Capital Limited 工銀國際融資有限公司 RO 1 17 July 2013 17 August 2015
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 05 December 2012 17 August 2015
ICBC International Capital Limited 工銀國際融資有限公司 RE 6 25 July 2012 17 July 2013
ICBC International Capital Limited 工銀國際融資有限公司 RE 1 25 July 2012 17 July 2013
Merrill Lynch Far East Limited RE 6 30 January 2007 22 February 2008
Merrill Lynch Far East Limited RE 4 30 January 2007 22 February 2008
Merrill Lynch Far East Limited RE 1 30 January 2007 22 February 2008
Merrill Lynch (Asia Pacific) Limited RE 6 30 January 2007 22 February 2008
Merrill Lynch (Asia Pacific) Limited RE 4 30 January 2007 22 February 2008
Merrill Lynch (Asia Pacific) Limited RE 1 30 January 2007 22 February 2008