SFC Licences of MA Shiding 馬世鼎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ICBC International Capital Limited 工銀國際融資有限公司 | RO | 6 | 17 July 2013 | 17 August 2015 |
ICBC International Capital Limited 工銀國際融資有限公司 | RO | 1 | 17 July 2013 | 17 August 2015 |
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 05 December 2012 | 17 August 2015 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 25 July 2012 | 17 July 2013 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 25 July 2012 | 17 July 2013 |
Merrill Lynch Far East Limited | RE | 6 | 30 January 2007 | 22 February 2008 |
Merrill Lynch Far East Limited | RE | 4 | 30 January 2007 | 22 February 2008 |
Merrill Lynch Far East Limited | RE | 1 | 30 January 2007 | 22 February 2008 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 30 January 2007 | 22 February 2008 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 30 January 2007 | 22 February 2008 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 30 January 2007 | 22 February 2008 |