SFC Licences of XU Hai 須海
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 18 April 2023 | |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 18 April 2023 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 15 November 2011 | 07 March 2016 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 15 November 2011 | 07 March 2016 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 15 November 2011 | 07 March 2016 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RE | 6 | 27 August 2009 | 08 August 2011 |
| China Everbright Capital Limited 中國光大融資有限公司 | RE | 6 | 14 November 2007 | 03 August 2009 |
| China Everbright Capital Limited 中國光大融資有限公司 | RE | 1 | 14 November 2007 | 03 August 2009 |
| ICEA Capital Limited 工商東亞融資有限公司 | RE | 6 | 03 February 2007 | 10 October 2007 |
| ICEA Capital Limited 工商東亞融資有限公司 | RE | 1 | 03 February 2007 | 10 October 2007 |