SFC Licences of CHEUNG Ka Kin 張家健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asset Management Limited 凱基資產管理有限公司 | RE | 9 | 25 November 2019 | 10 August 2022 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 20 April 2015 | 02 October 2017 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 20 April 2015 | |
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 | RE | 2 | 19 April 2013 | 10 April 2015 |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 19 April 2013 | 10 April 2015 |
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 22 October 2009 | 15 April 2013 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 22 October 2009 | 15 April 2013 |
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RE | 1 | 28 January 2008 | 07 October 2009 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 08 February 2007 | 07 October 2009 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 08 February 2007 | 07 October 2009 |