SFC Licences of LAW Mang Kwan 羅孟君
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Joyful Capital HK Limited 天喜資本(香港)有限公司 | RO | 9 | 27 January 2023 | |
| Joyful Capital HK Limited 天喜資本(香港)有限公司 | RO | 4 | 27 January 2023 | |
| Joyful Capital HK Limited 天喜資本(香港)有限公司 | RO | 9 | 03 December 2021 | 20 March 2022 |
| Joyful Capital HK Limited 天喜資本(香港)有限公司 | RO | 4 | 03 December 2021 | 20 March 2022 |
| Southlake Fund Management (Hong Kong) Limited 嵐湖基金管理(香港)有限公司 | RE | 9 | 21 October 2020 | 25 November 2020 |
| Pico Zeman Securities (HK) Limited 比富達證券(香港)有限公司 | RO | 9 | 07 March 2019 | 08 November 2019 |
| Pico Zeman Securities (HK) Limited 比富達證券(香港)有限公司 | RO | 4 | 07 March 2019 | 08 November 2019 |
| Pico Zeman Securities (HK) Limited 比富達證券(香港)有限公司 | RO | 1 | 07 March 2019 | 08 November 2019 |
| Finex Hong Kong Limited | RO | 4 | 12 July 2018 | 19 November 2018 |
| Finex Hong Kong Limited | RO | 1 | 12 July 2018 | 19 November 2018 |
| Asia Pacific Investment Advisors Limited | RO | 9 | 23 February 2016 | 31 May 2017 |
| Asia Pacific Investment Advisors Limited | RO | 4 | 23 February 2016 | 31 May 2017 |
| Asia Pacific Investment Advisors Limited | RE | 9 | 02 February 2016 | 23 February 2016 |
| Asia Pacific Investment Advisors Limited | RE | 4 | 02 February 2016 | 23 February 2016 |
| RO | 9 | 12 October 2015 | 09 January 2016 | |
| RO | 4 | 12 October 2015 | 09 January 2016 | |
| South China Research Limited 南華資料研究有限公司 | RO | 4 | 12 October 2015 | 09 January 2016 |
| South China Securities Limited 南華證券投資有限公司 | RO | 1 | 12 October 2015 | 09 January 2016 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 | RE | 4 | 01 March 2007 | 01 December 2007 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 | RE | 1 | 01 March 2007 | 01 December 2007 |