SFC Licences of CHEN Yu 陳宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 | RO | 7 | 15 April 2020 | |
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 | RO | 1 | 15 April 2020 | |
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 | RO | 4 | 09 February 2018 | 09 April 2019 |
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 | RO | 1 | 09 February 2018 | 09 April 2019 |
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 | RO | 9 | 08 August 2017 | |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 05 October 2009 | 31 May 2016 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 05 October 2009 | 31 August 2013 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 14 February 2007 | 02 August 2009 |