SFC Licences of LO Lai Ming 盧麗明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| YF Asset Management Limited 怡發資產管理有限公司 | RE | 9 | 12 September 2013 | 18 September 2016 |
| YF Futures Company Limited 怡發期貨有限公司 | RE | 2 | 11 June 2012 | 18 September 2016 |
| YF Securities Company Limited 怡發證券有限公司 | RE | 1 | 11 June 2012 | 18 September 2016 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 12 February 2007 | 14 March 2012 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 12 February 2007 | 14 March 2012 |