SFC Licences of CHAI Felix King Ming
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 09 June 2011 | 04 June 2013 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 09 June 2011 | 04 June 2013 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 09 June 2011 | 04 June 2013 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 23 July 2007 | 27 February 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 04 July 2007 | 27 February 2009 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 13 February 2007 | 30 May 2007 |