SFC Licences of KWO Yeuk Sze, Anita 顧約詩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 16 September 2013 | 24 October 2019 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 16 February 2007 | 05 October 2010 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 16 February 2007 | 05 October 2010 |