SFC Licences of LUI Ngan, Connie 呂雁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 | RE | 1 | 02 February 2017 | 05 May 2017 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 | RE | 4 | 01 August 2011 | 30 December 2011 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 | RE | 2 | 01 August 2011 | 30 December 2011 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 | RE | 1 | 01 August 2011 | 30 December 2011 |
| JS Cresvale Capital Limited 日盛嘉富資本有限公司 | RE | 1 | 01 August 2011 | 30 December 2011 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 20 December 2010 | 24 January 2011 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 20 December 2010 | 24 January 2011 |
| Merrill Lynch Far East Limited | RE | 2 | 20 August 2010 | 01 November 2010 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 23 April 2007 | 20 August 2010 |
| Merrill Lynch Far East Limited | RE | 1 | 16 February 2007 | 01 November 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 16 February 2007 | 01 November 2010 |