SFC Licences of LAM Wan Yeung, Carol 林韻洋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nuveen Hong Kong Limited | RE | 4 | 19 August 2022 | |
| Nuveen Hong Kong Limited | RE | 1 | 19 August 2022 | |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 | RE | 4 | 01 July 2022 | 20 July 2022 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 | RE | 1 | 01 July 2022 | 20 July 2022 |
| Franklin Templeton Investments (Asia) Limited | RE | 4 | 21 November 2019 | 30 June 2022 |
| Franklin Templeton Investments (Asia) Limited | RE | 1 | 21 November 2019 | 30 June 2022 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 | RE | 4 | 12 March 2019 | 22 October 2019 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 | RE | 1 | 12 March 2019 | 22 October 2019 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 4 | 06 August 2013 | 11 February 2019 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 1 | 06 August 2013 | 11 February 2019 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 | RE | 1 | 02 April 2007 | 24 July 2013 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 | RE | 4 | 02 April 2007 | 24 July 2013 |