SFC Licences of LAM Hoi Yi 林凱兒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 11 March 2011 | 14 May 2012 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 11 March 2011 | 14 May 2012 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 24 September 2007 | 08 March 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 24 September 2007 | 08 March 2010 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 1 | 05 March 2007 | 05 September 2007 |