SFC Licences of PANG Siu Kwong 龐紹光

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 RE 2 29 December 2022
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 29 December 2022
KGI Asset Management Limited 凱基資產管理有限公司 RE 9 24 June 2019 06 December 2022
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 06 December 2022
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 10 November 2010 06 December 2022
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 10 November 2010 02 October 2017
ICBC International Futures Limited 工銀國際期貨有限公司 RE 2 20 January 2010 06 November 2010
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 20 January 2010 06 November 2010
Celestial Commodities Limited 時富商品有限公司 RE 2 09 April 2009 10 January 2010
Celestial Securities Limited 時富證券有限公司 RE 1 09 April 2009 10 January 2010
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 01 September 2008 01 April 2009
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 17 April 2007 01 April 2009