SFC Licences of SHEN Qi 沈奇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Merchants China Investment Management Limited 招商局中國投資管理有限公司 RE 9 13 September 2012 20 November 2017
China Merchants China Investment Management Limited 招商局中國投資管理有限公司 RE 6 13 September 2012 20 November 2017
China Merchants China Investment Management Limited 招商局中國投資管理有限公司 RE 4 13 September 2012 20 November 2017
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE 6 15 April 2011 17 March 2012
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 6 15 March 2007 01 April 2011