SFC Licences of SHEN Qi 沈奇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Merchants China Investment Management Limited 招商局中國投資管理有限公司 | RE | 9 | 13 September 2012 | 20 November 2017 |
China Merchants China Investment Management Limited 招商局中國投資管理有限公司 | RE | 6 | 13 September 2012 | 20 November 2017 |
China Merchants China Investment Management Limited 招商局中國投資管理有限公司 | RE | 4 | 13 September 2012 | 20 November 2017 |
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 6 | 15 April 2011 | 17 March 2012 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 15 March 2007 | 01 April 2011 |