SFC Licences of KUK Ming Chi, Harris 谷鳴智
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 17 November 2011 | 01 April 2014 |
| Merrill Lynch Far East Limited | RE | 2 | 03 September 2010 | 01 April 2014 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 21 June 2010 | 03 September 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 27 March 2007 | 01 April 2014 |