SFC Licences of LO Shuk Kwan, Alison 盧淑君
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Golden K2 Securities Limited | RO | 1 | 24 August 2018 | 01 July 2020 |
| Maxcess Capital Limited 至成資本有限公司 | RO | 9 | 24 August 2018 | 01 July 2020 |
| Maxcess Capital Limited 至成資本有限公司 | RO | 4 | 24 August 2018 | 01 July 2020 |
| Golden K2 Securities Limited | RE | 1 | 16 August 2018 | 24 August 2018 |
| Maxcess Capital Limited 至成資本有限公司 | RE | 9 | 16 August 2018 | 24 August 2018 |
| Maxcess Capital Limited 至成資本有限公司 | RE | 4 | 16 August 2018 | 24 August 2018 |
| Target Capital Management Limited 泰達資產管理有限公司 | RO | 9 | 30 May 2011 | 05 December 2013 |
| Target Capital Management Limited 泰達資產管理有限公司 | RO | 4 | 30 May 2011 | 05 December 2013 |
| Target Capital Management Limited 泰達資產管理有限公司 | RO | 1 | 30 May 2011 | 05 December 2013 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 24 November 2009 | 06 July 2010 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 11 September 2009 | 06 July 2010 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 06 August 2009 | 06 July 2010 |
| Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 | RE | 9 | 15 March 2007 | 01 August 2009 |
| Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 | RE | 4 | 15 March 2007 | 01 August 2009 |