SFC Licences of NG Hoi Dick 吳凱迪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 15 November 2018 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 07 November 2018 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 19 September 2014 | 09 August 2018 |
| Merrill Lynch Far East Limited | RE | 2 | 18 June 2013 | 05 June 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 18 June 2013 | 05 June 2014 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 20 January 2012 | 19 March 2013 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 22 March 2007 | 19 March 2013 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 22 March 2007 | 18 January 2010 |