SFC Licences of LO Kam Yan, Helen 勞錦欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Tiantu Asset Management Company Limited 天圖資產管理有限公司 | RO | 9 | 17 September 2021 | |
| China Pinnacle Equity Management Limited 源峰基金管理有限公司 | RO | 9 | 18 April 2019 | 31 August 2020 |
| China Pinnacle Equity Management Limited 源峰基金管理有限公司 | RO | 4 | 18 April 2019 | 31 August 2020 |
| Pine Star Asset Management Limited 高陞資產管理有限公司 | RO | 9 | 21 July 2016 | 19 July 2017 |
| Pine Star Asset Management Limited 高陞資產管理有限公司 | RO | 4 | 21 July 2016 | 19 July 2017 |
| Pine Star Asset Management Limited 高陞資產管理有限公司 | RE | 9 | 18 July 2016 | 21 July 2016 |
| Pine Star Asset Management Limited 高陞資產管理有限公司 | RE | 4 | 18 July 2016 | 21 July 2016 |
| JT Capital Management Limited 嘉泰新興資本管理有限公司 | RO | 9 | 22 March 2013 | 15 July 2016 |
| SAIL Advisors Limited | RE | 9 | 19 March 2007 | 01 July 2008 |