SFC Licences of BECKER Michael Nicolas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Zaaba Capital Limited | RO | 9 | 16 December 2015 | 31 March 2024 |
| Shangding International Asset Management Company Limited 上鼎國際資產管理有限公司 | RO | 9 | 08 September 2010 | 04 December 2015 |
| CAIDAO Capital Limited | RO | 9 | 15 July 2008 | 30 September 2009 |
| CAIDAO Capital Limited | RO | 4 | 15 July 2008 | 30 September 2009 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 28 March 2007 | 16 June 2007 |