SFC Licences of HO Shing Yan 何成恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 | RE | 4 | 10 March 2014 | 14 October 2014 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 | RE | 9 | 18 February 2013 | 14 October 2014 |
| Tokio Marine Investment Services, Limited 東京海上投資管理有限公司 | RE | 9 | 22 May 2007 | 07 December 2010 |
| Tokio Marine Investment Services, Limited 東京海上投資管理有限公司 | RE | 4 | 22 May 2007 | 07 December 2010 |