SFC Licences of CHAN Winnie Wun-yin 陳韻妍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 03 October 2017 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 26 August 2010 | 02 October 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 26 August 2010 | 02 October 2017 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 4 | 26 August 2010 | 02 October 2017 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 26 August 2010 | 02 October 2017 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 | RE | 1 | 18 January 2008 | 07 November 2008 |
| Schroder Investment Management (Hong Kong) Limited | RE | 1 | 23 March 2007 | 10 August 2007 |