SFC Licences of LAI Kwok Yin, Kevin Godfrey 黎國賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch Far East Limited RE 2 02 September 2010 22 November 2021
Merrill Lynch Far East Limited RE 1 02 July 2010 22 November 2021
Merrill Lynch Futures (Hong Kong) Limited RE 2 02 July 2010 02 September 2010
Merrill Lynch (Asia Pacific) Limited RE 4 08 April 2010 01 July 2010
Merrill Lynch (Asia Pacific) Limited RE 1 28 March 2007 22 November 2021