SFC Licences of LUI Yue Kwong, Christopher 雷宇光
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 23 March 2020 | |
Fosun International Securities Limited 復星國際證券有限公司 | RE | 1 | 05 September 2019 | 06 March 2020 |
Fosun International Securities Limited 復星國際證券有限公司 | RE | 4 | 23 August 2019 | 06 March 2020 |
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 4 | 26 September 2017 | 16 May 2019 |
Sectoral Asset Management Limited | RE | 4 | 05 January 2016 | 27 February 2017 |
Sectoral Asset Management Limited | RE | 1 | 05 January 2016 | 27 February 2017 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 4 | 22 August 2014 | 31 October 2015 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 25 July 2013 | 18 July 2014 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 05 May 2008 | 15 January 2013 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 05 May 2008 | 15 January 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 28 March 2007 | 22 January 2008 |