SFC Licences of HOR Kin Hung 何建雄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Lapland Securities Limited 拉普蘭證券有限公司 | RO | 9 | 12 November 2020 | |
| Lapland Securities Limited 拉普蘭證券有限公司 | RO | 4 | 12 November 2020 | |
| Lapland Securities Limited 拉普蘭證券有限公司 | RO | 1 | 12 November 2020 | |
| Lapland Securities Limited 拉普蘭證券有限公司 | RE | 9 | 10 November 2020 | 12 November 2020 |
| Lapland Securities Limited 拉普蘭證券有限公司 | RE | 4 | 10 November 2020 | 12 November 2020 |
| Lapland Securities Limited 拉普蘭證券有限公司 | RE | 1 | 10 November 2020 | 12 November 2020 |
| Aurora Borealis Investment Services Limited 北極光證券投資服務有限公司 | RE | 9 | 03 January 2017 | 02 November 2020 |
| Aurora Borealis Investment Services Limited 北極光證券投資服務有限公司 | RE | 1 | 04 August 2016 | 02 November 2020 |
| Head & Shoulders Securities Limited 聯合證券有限公司 | RE | 1 | 23 August 2010 | 03 January 2011 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 22 October 2008 | 01 October 2009 |
| Head & Shoulders Securities Limited 聯合證券有限公司 | RE | 1 | 05 November 2007 | 30 April 2009 |
| Wintech Securities Limited 盈泰證券有限公司 | RE | 1 | 12 April 2007 | 02 November 2007 |