SFC Licences of VERSANDI Alexis Laura Dunham
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Marshall Wace Gavekal Asia Limited | RE | 9 | 07 July 2010 | 03 October 2011 |
T.F.S. Derivatives HK Limited | RE | 2 | 12 May 2009 | 29 May 2009 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 04 April 2007 | 17 November 2008 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 04 April 2007 | 17 November 2008 |