SFC Licences of TSEUNG Hiu Wai, Henry 蔣曉偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 6 | 06 August 2010 | 28 September 2011 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 06 August 2010 | 28 September 2011 |
Piper Jaffray Asia Limited 派杰亞洲有限公司 | RE | 6 | 18 December 2009 | 08 May 2010 |
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 1 | 18 December 2009 | 08 May 2010 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 6 | 12 April 2007 | 24 November 2009 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 12 April 2007 | 24 November 2009 |