SFC Licences of YANG Shu-Hua 楊淑華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| First Securities (HK) Limited 第一證券(香港)有限公司 | RE | 1 | 23 June 2010 | |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 16 May 2007 | 18 February 2008 |