SFC Licences of YU Shuk Mei 余淑美
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 | RE | 9 | 28 September 2021 | 09 February 2024 |
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 | RE | 4 | 11 September 2017 | 09 February 2024 |
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 | RE | 1 | 11 September 2017 | 09 February 2024 |
| ICBC International Futures Limited 工銀國際期貨有限公司 | RE | 2 | 05 July 2010 | 04 November 2010 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 05 July 2010 | 04 November 2010 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 07 November 2007 | 28 June 2010 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 07 November 2007 | 28 June 2010 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 19 September 2007 | 11 October 2007 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 21 August 2007 | 11 October 2007 |
| Bank of Communications Trustee Limited 交通銀行信託有限公司 | RE | 1 | 15 May 2007 | 28 June 2007 |