SFC Licenceholders of New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司
- compliance@nhwhk.com
- Website
- www.nhwhk.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHAN Ngai Fun 陳藝分 | RE | 4 | 02 September 2016 | 16 November 2018 |
| CHAN Ngai Fun 陳藝分 | RE | 1 | 02 September 2016 | 16 November 2018 |
| CHEN Di 陳滌 | RO | 4 | 29 April 2019 | 09 April 2021 |
| CHEN Di 陳滌 | RO | 1 | 29 April 2019 | 09 April 2021 |
| FANG Wai 方偉 | RO | 4 | 23 April 2018 | 23 April 2019 |
| FANG Wai 方偉 | RO | 1 | 23 April 2018 | 23 April 2019 |
| FANG Wai 方偉 | RE | 1 | 12 September 2017 | 23 April 2018 |
| GAO Daguang 高大光 | RO | 4 | 14 July 2020 | 14 January 2021 |
| GAO Daguang 高大光 | RO | 1 | 14 July 2020 | 14 January 2021 |
| HU Chao 胡超 | RO | 9 | 09 July 2021 | 21 March 2022 |
| HU Chao 胡超 | RO | 4 | 09 July 2021 | 21 March 2022 |
| HU Chao 胡超 | RE | 4 | 18 September 2020 | 09 July 2021 |
| HU Chao 胡超 | RE | 1 | 08 September 2020 | 21 March 2022 |
| HU Jing 胡晶 | RE | 9 | 12 September 2023 | |
| HU Jing 胡晶 | RE | 1 | 12 September 2023 | |
| HU Jing 胡晶 | RE | 4 | 12 September 2023 | |
| HUANG Luyao 黄璐瑶 | RE | 1 | 20 March 2023 | |
| HUANG Luyao 黄璐瑶 | RE | 4 | 20 March 2023 | |
| HUANG Luyao 黄璐瑶 | RE | 9 | 20 March 2023 | |
| HUANG Yiyun 黃弋芸 | RE | 1 | 16 May 2022 | 09 December 2022 |
| HUANG Yiyun 黃弋芸 | RE | 4 | 23 May 2022 | 09 December 2022 |
| HUANG Yiyun 黃弋芸 | RE | 9 | 23 May 2022 | 09 December 2022 |
| KAM Ka On 甘家安 | RE | 1 | 06 February 2023 | |
| KAM Ka On 甘家安 | RE | 4 | 06 February 2023 | |
| KAM Ka On 甘家安 | RE | 9 | 06 February 2023 | |
| LEE Kei Shun 李基舜 | RO | 4 | 28 June 2016 | 07 October 2017 |
| LEE Kei Shun 李基舜 | RO | 1 | 28 June 2016 | 07 October 2017 |
| LI Hairong 李海蓉 | RE | 1 | 09 August 2023 | |
| LI Hairong 李海蓉 | RE | 4 | 09 August 2023 | |
| LI Hairong 李海蓉 | RE | 9 | 12 October 2023 | |
| LIAO Zicheng | RE | 4 | 21 June 2018 | 16 January 2019 |
| LIAO Zicheng | RE | 1 | 21 June 2018 | 16 January 2019 |
| LIU Andi 刘安迪 | RE | 9 | 16 February 2024 | |
| LIU Andi 刘安迪 | RE | 4 | 16 February 2024 | |
| LIU Andi 刘安迪 | RE | 1 | 16 February 2024 | |
| LU Yijing 陸一菁 | RE | 9 | 11 December 2023 | |
| LU Yijing 陸一菁 | RE | 1 | 10 March 2023 | |
| LU Yijing 陸一菁 | RE | 4 | 10 March 2023 | |
| LU Yijing 陸一菁 | RO | 9 | 28 December 2022 | 11 December 2023 |
| MOK Ka Ho 莫嘉豪 | RO | 4 | 28 June 2016 | 13 May 2018 |
| MOK Ka Ho 莫嘉豪 | RO | 1 | 28 June 2016 | 13 May 2018 |
| NG Wai Yan | RE | 1 | 26 July 2023 | |
| PU Jingshu 蒲景姝 | RE | 1 | 19 March 2018 | 21 August 2018 |
| QING Xinxin 卿馨心 | RE | 1 | 16 February 2023 | |
| QING Xinxin 卿馨心 | RE | 4 | 16 February 2023 | |
| QING Xinxin 卿馨心 | RE | 9 | 16 February 2023 | |
| SHEN Taihua 沈泰華 | RE | 1 | 21 March 2023 | |
| SHEN Taihua 沈泰華 | RE | 9 | 21 March 2023 | |
| SHEN Taihua 沈泰華 | RE | 4 | 21 March 2023 | |
| SONG Lei 宋蕾 | RE | 9 | 08 November 2023 | |
| SONG Lei 宋蕾 | RE | 4 | 08 November 2023 | |
| SONG Lei 宋蕾 | RE | 1 | 08 November 2023 | |
| SONG Zhiyi 宋志毅 | RE | 1 | 20 March 2023 | 17 August 2023 |
| SONG Zhiyi 宋志毅 | RO | 4 | 03 May 2023 | |
| SONG Zhiyi 宋志毅 | RO | 9 | 03 May 2023 | |
| SONG Zhiyi 宋志毅 | RO | 1 | 17 August 2023 | |
| SONG Zhiyi 宋志毅 | RE | 9 | 13 February 2023 | 03 May 2023 |
| SONG Zhiyi 宋志毅 | RE | 4 | 13 February 2023 | 03 May 2023 |
| TIAN Na 田娜 | RE | 1 | 11 December 2023 | |
| TIAN Na 田娜 | RE | 4 | 11 December 2023 | |
| TIAN Na 田娜 | RE | 9 | 11 December 2023 | |
| TIAN Na 田娜 | RO | 9 | 09 July 2021 | 11 December 2023 |
| TIAN Na 田娜 | RO | 1 | 08 September 2017 | 11 December 2023 |
| TIAN Na 田娜 | RO | 4 | 08 September 2017 | 11 December 2023 |
| TIAN Na 田娜 | RE | 4 | 08 September 2017 | 08 September 2017 |
| TIAN Na 田娜 | RE | 1 | 08 September 2017 | 08 September 2017 |
| TONG Chun Kit 唐俊傑 | RO | 9 | 22 November 2021 | |
| TONG Chun Kit 唐俊傑 | RO | 4 | 11 January 2021 | |
| TONG Chun Kit 唐俊傑 | RE | 4 | 05 October 2020 | 11 January 2021 |
| TONG Chun Kit 唐俊傑 | RO | 1 | 05 October 2020 | |
| TONG Chun Kit 唐俊傑 | RE | 1 | 09 September 2020 | 05 October 2020 |
| WANG Xin 王新 | RE | 4 | 21 June 2022 | 14 July 2022 |
| WANG Xin 王新 | RE | 9 | 21 June 2022 | 14 July 2022 |
| WANG Xin 王新 | RO | 4 | 14 July 2022 | |
| WANG Xin 王新 | RE | 1 | 21 June 2022 | |
| WANG Xin 王新 | RO | 9 | 14 July 2022 | |
| WENG Yangyang 翁楊陽 | RE | 1 | 01 February 2024 | |
| WONG Chiu 王超 | RE | 9 | 27 September 2021 | 31 May 2022 |
| WONG Chiu 王超 | RE | 4 | 20 October 2020 | 31 May 2022 |
| WONG Chiu 王超 | RE | 1 | 20 October 2020 | 31 May 2022 |
| WONG Pui Fai 黃沛輝 | RE | 4 | 06 October 2021 | |
| WONG Pui Fai 黃沛輝 | RE | 9 | 06 October 2021 | |
| WONG Pui Fai 黃沛輝 | RE | 1 | 16 July 2021 | |
| XU Huihui 徐慧卉 | RE | 9 | 20 October 2023 | |
| XU Huihui 徐慧卉 | RE | 4 | 20 October 2023 | |
| XU Huihui 徐慧卉 | RE | 1 | 20 October 2023 | |
| YAN Xiaohan 顏笑寒 | RE | 1 | 21 August 2017 | 10 May 2018 |
| YAN Xiaohan 顏笑寒 | RE | 4 | 21 August 2017 | 10 May 2018 |
| YANG YAMING 杨亚名 | RE | 1 | 12 September 2023 | |
| YANG YAMING 杨亚名 | RE | 9 | 12 September 2023 | |
| YANG YAMING 杨亚名 | RE | 4 | 12 September 2023 | |
| YEUNG Ham 楊涵 | RE | 4 | 29 November 2016 | 10 July 2017 |
| YEUNG Ham 楊涵 | RE | 1 | 29 November 2016 | 10 July 2017 |
| YU Shuk Mei 余淑美 | RE | 9 | 28 September 2021 | 09 February 2024 |
| YU Shuk Mei 余淑美 | RE | 4 | 11 September 2017 | 09 February 2024 |
| YU Shuk Mei 余淑美 | RE | 1 | 11 September 2017 | 09 February 2024 |
| ZHANG Tong 張彤 | RO | 4 | 23 August 2022 | |
| ZHANG Tong 張彤 | RO | 1 | 23 August 2022 | |
| ZHANG Tong 張彤 | RE | 1 | 25 July 2022 | 23 August 2022 |
| ZHANG Tong 張彤 | RO | 9 | 23 August 2022 | |
| ZHAO Dehai 趙德海 | RE | 1 | 20 February 2023 | |
| ZHAO Dehai 趙德海 | RE | 4 | 20 February 2023 | |
| ZHAO Dehai 趙德海 | RE | 9 | 20 February 2023 |