SFC Licences of LO Chi Ho 盧志豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 20 November 2007 | |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 10 September 2007 | |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 12 April 2007 | 02 September 2007 |