SFC Licences of NG Wai Kei 吳煒基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RO | 4 | 11 April 2018 | 24 January 2019 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 4 | 22 September 2016 | 11 April 2018 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 28 October 2015 | 15 September 2016 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 4 | 06 January 2014 | 18 September 2015 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 27 September 2013 | 25 December 2013 |
| J Capital Research Limited | RE | 4 | 13 May 2013 | 23 September 2013 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 | RE | 4 | 13 November 2008 | 10 April 2013 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 22 August 2007 | 23 October 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 17 April 2007 | 15 June 2007 |