SFC Licences of ZHU Li 朱勵

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Emperor Securities Limited 英皇證券有限公司 RE 1 18 March 2008 04 May 2009
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 24 April 2007 27 February 2008