SFC Licences of LO Yun Tsun 盧潤泉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huntersay Asset Management Limited 獵語資產基金管理有限公司 | RO | 4 | 27 February 2024 | |
| Huntersay Asset Management Limited 獵語資產基金管理有限公司 | RO | 9 | 22 January 2021 | |
| Huntersay Asset Management Limited 獵語資產基金管理有限公司 | RE | 9 | 29 December 2020 | 22 January 2021 |
| Ocean Cedar Asset Management Company Limited 海杉資產管理有限公司 | RO | 9 | 05 May 2020 | 30 November 2020 |
| Ocean Cedar Asset Management Company Limited 海杉資產管理有限公司 | RO | 4 | 05 May 2020 | 30 November 2020 |
| RaffAello Securities (HK) Limited | RO | 4 | 20 August 2018 | 03 June 2019 |
| RaffAello Securities (HK) Limited | RO | 1 | 20 August 2018 | 03 June 2019 |
| RaffAello Securities (HK) Limited | RE | 1 | 27 September 2017 | 20 August 2018 |
| RaffAello Securities (HK) Limited | RE | 4 | 25 August 2015 | 20 August 2018 |
| East Asia Securities Company Limited 東亞證券有限公司 | RE | 1 | 17 April 2007 | 01 August 2015 |