SFC Licences of NAGPAL Shantanu
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Point72 Hong Kong Limited | RE | 9 | 14 February 2011 | 07 September 2011 |
| Brevan Howard (Hong Kong) Limited | RO | 9 | 18 May 2010 | 19 November 2010 |
| Brevan Howard (Hong Kong) Limited | RO | 5 | 18 May 2010 | 19 November 2010 |
| Brevan Howard (Hong Kong) Limited | RO | 4 | 18 May 2010 | 19 November 2010 |
| Brevan Howard (Hong Kong) Limited | RE | 5 | 01 April 2010 | 18 May 2010 |
| Brevan Howard (Hong Kong) Limited | RE | 9 | 12 March 2010 | 18 May 2010 |
| Brevan Howard (Hong Kong) Limited | RE | 4 | 12 March 2010 | 18 May 2010 |
| Ellerston Capital (Hong Kong) Limited | RO | 9 | 27 June 2008 | 26 February 2010 |
| Ellerston Capital (Hong Kong) Limited | RO | 4 | 27 June 2008 | 26 February 2010 |
| Ellerston Capital (Hong Kong) Limited | RE | 9 | 05 February 2008 | 27 June 2008 |
| Ellerston Capital (Hong Kong) Limited | RE | 4 | 05 February 2008 | 27 June 2008 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 20 April 2007 | 26 October 2007 |
| UBS Asset Management (Hong Kong) Limited | RE | 9 | 20 April 2007 | 26 October 2007 |