SFC Licences of GRAY David Paul
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| State Street Securities Hong Kong Limited | RO | 2 | 02 December 2015 | 15 March 2016 |
| State Street Securities Hong Kong Limited | RO | 1 | 02 December 2015 | 15 March 2016 |
| RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司 | RO | 2 | 08 November 2012 | 31 March 2014 |
| Parry International Trading Limited | RO | 1 | 01 December 2011 | 01 June 2012 |
| UBS Securities Asia Limited | RO | 2 | 15 October 2010 | 18 July 2011 |
| UBS Derivatives Hong Kong Limited | RO | 2 | 22 June 2010 | 18 July 2011 |
| UBS Securities Asia Limited | RO | 1 | 16 July 2007 | 18 July 2011 |
| UBS Securities Asia Limited | RE | 1 | 23 April 2007 | 16 July 2007 |