SFC Licenceholders of State Street Securities Hong Kong Limited
- hongkongbranchcompliance@statestreet.com
- Website
- www.statestreet.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AU Wing Yan Marion 區頴恩 | RE | 1 | 27 November 2018 | |
| BALOGH Stephen Justin | RO | 1 | 22 April 2013 | 22 June 2015 |
| CHAN Yee Hang Alice 陳綺珩 | RE | 1 | 04 November 2020 | |
| CHANG Kai Sing 張凱熙 | RE | 1 | 22 April 2013 | 03 August 2016 |
| CHANG Steven 姜則文 | RO | 1 | 05 March 2018 | 31 October 2018 |
| CHENG Chi Yu 鄭致裕 | RE | 1 | 09 July 2014 | 01 July 2022 |
| CHEUNG Edward Tze Loong 張澤龍 | RO | 2 | 02 December 2015 | 15 March 2016 |
| CHEUNG Edward Tze Loong 張澤龍 | RO | 1 | 02 December 2015 | 15 March 2016 |
| CHO Beattie 曹倩怡 | RE | 1 | 10 September 2021 | |
| CHOO Kaitlyn Shiyuet 朱世悅 | RE | 1 | 27 October 2015 | 31 October 2015 |
| CHUA Wei Kwang, Jansen | RO | 1 | 17 May 2016 | |
| CHUA Wei Kwang, Jansen | RE | 1 | 11 October 2013 | 17 May 2016 |
| DEBOOS William Spencer | RE | 1 | 01 February 2023 | 31 March 2023 |
| DIU Ka Po Karen 刁嘉寶 | RE | 1 | 16 October 2015 | 01 September 2023 |
| DUNPHY Roger Patrick | RE | 1 | 02 July 2013 | 01 February 2019 |
| GALLACHER Neil William | RE | 1 | 04 December 2019 | 06 December 2019 |
| GIBSON Julia Lauren | RO | 1 | 27 March 2023 | |
| GIBSON Julia Lauren | RE | 1 | 10 May 2022 | 27 March 2023 |
| GRAY David Paul | RO | 2 | 02 December 2015 | 15 March 2016 |
| GRAY David Paul | RO | 1 | 02 December 2015 | 15 March 2016 |
| GREAVES Sean Carey | RE | 1 | 11 September 2014 | 01 September 2023 |
| HAN Lin Chour, William 韓霖疇 | RO | 1 | 20 August 2021 | |
| HAN Lin Chour, William 韓霖疇 | RE | 1 | 25 August 2017 | 20 August 2021 |
| HAN Lin Chour, William 韓霖疇 | RE | 1 | 22 April 2013 | 28 April 2015 |
| HUNTER David Cameron | RO | 1 | 22 April 2013 | 23 October 2017 |
| KIDMAN Robin James | RE | 1 | 15 May 2019 | 01 August 2019 |
| KWOK Suet Ying Lily Vanessa 郭雪英 | RE | 1 | 22 April 2013 | 15 April 2016 |
| KWON Ji Won 權知元 | RE | 1 | 02 February 2023 | 01 September 2023 |
| LI Sze Nga, Libby 李詩雅 | RE | 1 | 05 January 2015 | 28 November 2016 |
| LI Yan 李嫣 | RE | 1 | 29 May 2023 | |
| LIU Wenjiao 劉文嬌 | RE | 1 | 23 March 2017 | 04 May 2020 |
| LUK Wing Yee 陸穎怡 | RE | 1 | 22 April 2013 | 22 November 2014 |
| LYONS Neil Vincent | RE | 1 | 31 December 2013 | 09 February 2016 |
| MA Ka Lung 馬家龍 | RE | 1 | 22 April 2013 | 11 May 2016 |
| MAC ARTHUR Matthew | RE | 1 | 22 April 2013 | |
| NG Chi Ngai, Edgar 吳志毅 | RE | 1 | 22 April 2013 | 20 March 2023 |
| NUTTON James Michael | RE | 1 | 13 October 2017 | 26 July 2022 |
| PANG Christopher 彭俊傑 | RE | 1 | 15 September 2017 | 01 September 2020 |
| PARK Joohong | RO | 1 | 22 May 2017 | |
| PARK Joohong | RE | 1 | 07 July 2015 | 22 May 2017 |
| SQUILLACIOTI Francesco Mario | RO | 1 | 22 April 2013 | 25 May 2017 |
| SUN Yanxia 孫雁霞 | RO | 1 | 22 April 2013 | 30 June 2015 |
| TAM Wai Ling 譚惠玲 | RE | 1 | 22 April 2013 | 01 February 2019 |
| TONG Kin Chung, Benjamin 唐健聰 | RO | 1 | 02 March 2018 | 28 December 2021 |
| TONG Kin Chung, Benjamin 唐健聰 | RE | 1 | 28 July 2016 | 02 March 2018 |
| TSE Wai Ling 謝惠玲 | RE | 1 | 22 April 2013 | 19 July 2021 |
| WELLS Jason Barrett | RO | 1 | 15 May 2018 | |
| WELLS Jason Barrett | RE | 1 | 22 April 2013 | 15 May 2018 |
| WU Yao 吳嶢 | RE | 1 | 15 October 2021 | |
| YENN Ho Yin 嚴浩然 | RE | 1 | 29 August 2023 | 26 September 2023 |
| YIP Kok Wah 葉國華 | RE | 1 | 22 April 2013 | 25 February 2014 |
| YORK Paul Robert | RE | 1 | 05 June 2018 | 01 July 2021 |
| YORK Paul Robert | RO | 1 | 22 April 2013 | 05 June 2018 |
| ZHANG Xiaohui 張曉輝 | RE | 1 | 22 April 2013 | 23 October 2017 |