SFC Licences of LIM Xiang Hsien, Merrill
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Millennium Capital Management (Hong Kong) Limited | RE | 9 | 06 February 2014 | 09 November 2016 |
| Nezu Asia Capital Management Limited 根津亞洲資本管理有限公司 | RE | 9 | 13 June 2012 | 14 October 2013 |
| Point72 Hong Kong Limited | RE | 9 | 04 May 2009 | 31 January 2012 |
| Citadel Asia Limited | RE | 9 | 25 April 2007 | 03 March 2009 |