SFC Licences of TSOI Wan Kam 蔡璭今
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 09 October 2023 | |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 09 October 2023 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 03 October 2017 | 31 July 2023 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 31 July 2023 |
| KGI Asset Management Limited 凱基資產管理有限公司 | RE | 4 | 23 March 2015 | 23 June 2022 |
| KGI Asset Management Limited 凱基資產管理有限公司 | RE | 1 | 23 March 2015 | 23 June 2022 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 15 September 2014 | 02 October 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 15 September 2014 | 02 October 2017 |
| KGI Asset Management Limited 凱基資產管理有限公司 | RE | 4 | 03 June 2014 | 04 September 2014 |
| KGI Asset Management Limited 凱基資產管理有限公司 | RE | 1 | 03 June 2014 | 04 September 2014 |
| iBest Consultants Limited | RE | 1 | 29 March 2010 | 30 April 2014 |
| iBest Consultants Limited | RE | 4 | 15 January 2010 | 30 April 2014 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 | RE | 4 | 18 January 2008 | 31 December 2009 |