SFC Licences of LAU Siu Chit 劉韶哲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SoFi Securities (Hong Kong) Limited | RO | 4 | 14 July 2023 | |
| SoFi Securities (Hong Kong) Limited | RO | 1 | 15 November 2018 | |
| SoFi Securities (Hong Kong) Limited | RE | 4 | 19 July 2016 | 14 July 2023 |
| SoFi Securities (Hong Kong) Limited | RE | 1 | 19 July 2016 | 15 November 2018 |
| East Asia Securities Company Limited 東亞證券有限公司 | RE | 1 | 25 May 2007 | 08 July 2016 |