SFC Licences of TOONG Po Ming, David 佟寶銘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 2 | 17 August 2020 | 31 May 2021 |
| UBS Securities Hong Kong Limited | RE | 1 | 17 August 2020 | 31 May 2021 |
| UBS Securities Asia Limited | RE | 2 | 17 August 2020 | 31 May 2021 |
| UBS Securities Asia Limited | RE | 1 | 17 August 2020 | 31 May 2021 |
| UBS International Hong Kong Limited | RE | 1 | 24 April 2007 | 10 July 2010 |
| UBS International Hong Kong Limited | RE | 4 | 24 April 2007 | 10 July 2010 |