SFC Licences of COLLIS Murray James

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 RE 9 25 February 2014 27 May 2016
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 RE 4 25 February 2014 27 May 2016
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 RE 2 25 February 2014 27 May 2016
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 RE 1 25 February 2014 27 May 2016
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 RO 9 31 January 2013 25 February 2014
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 RO 4 31 January 2013 25 February 2014
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 RO 2 31 January 2013 25 February 2014
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 RO 1 31 January 2013 25 February 2014
First Sentier Investors (Hong Kong) Limited RE 9 19 November 2009 26 September 2012
First Sentier Investors (Hong Kong) Limited RE 4 19 November 2009 26 September 2012
First Sentier Investors (Hong Kong) Limited RO 9 30 March 2009 19 November 2009
First Sentier Investors (Hong Kong) Limited RO 4 30 March 2009 19 November 2009
First Sentier Investors (Hong Kong) Limited RE 9 27 April 2007 30 March 2009
First Sentier Investors (Hong Kong) Limited RE 4 27 April 2007 30 March 2009