SFC licenceholder AOV827 NGAI Shing Man 魏晟旻

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 25 February 2020

Institution Role Licences Start date End date
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 22 July 2016
Alphamax Asset Management (HK) Limited 利升資產管理(香港)有限公司 RE [9] (Asset Management) 11 January 2016 06 June 2016
BOCI Research Limited 中銀國際研究有限公司 RE [4] (Advising on Securities) 08 October 2010 28 May 2014
Cinda International Research Limited 信達國際研究有限公司 RO [4] (Advising on Securities) 27 September 2010 05 October 2010
Cinda International Research Limited 信達國際研究有限公司 RE [4] (Advising on Securities) 02 August 2010 27 September 2010
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 RE [4] (Advising on Securities) 13 August 2009 08 July 2010
Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司 RE [4] (Advising on Securities) 13 June 2007 18 July 2009