SFC licenceholder AOV827 NGAI Shing Man 魏晟旻

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RE 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) 2016-07-22
Alphamax Asset Management (HK) Limited 利升資產管理(香港)有限公司 RE 9 (Asset Management) 2016-01-11 2016-06-06
BOCI Research Limited 中銀國際研究有限公司 RE 4 (Advising on Securities) 2010-10-08 2014-05-28
Cinda International Research Limited 信達國際研究有限公司 RO 4 (Advising on Securities) 2010-09-27 2010-10-05
Cinda International Research Limited 信達國際研究有限公司 RE 4 (Advising on Securities) 2010-08-02 2010-09-27
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 RE 4 (Advising on Securities) 2009-08-13 2010-07-08
Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司 RE 4 (Advising on Securities) 2007-06-13 2009-07-18