SFC licenceholder AOV827 NGAI Shing Man 魏晟旻
Licences
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) | 2016-07-22 | |
| Alphamax Asset Management (HK) Limited 利升資產管理(香港)有限公司 | RE | 9 (Asset Management) | 2016-01-11 | 2016-06-06 |
| BOCI Research Limited 中銀國際研究有限公司 | RE | 4 (Advising on Securities) | 2010-10-08 | 2014-05-28 |
| Cinda International Research Limited 信達國際研究有限公司 | RO | 4 (Advising on Securities) | 2010-09-27 | 2010-10-05 |
| Cinda International Research Limited 信達國際研究有限公司 | RE | 4 (Advising on Securities) | 2010-08-02 | 2010-09-27 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 | RE | 4 (Advising on Securities) | 2009-08-13 | 2010-07-08 |
| Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司 | RE | 4 (Advising on Securities) | 2007-06-13 | 2009-07-18 |