SFC licenceholder AOV827 NGAI Shing Man 魏晟旻
Licences
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Updated: 25 February 2020
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) | 22 July 2016 | |
| Alphamax Asset Management (HK) Limited 利升資產管理(香港)有限公司 | RE | [9] (Asset Management) | 11 January 2016 | 06 June 2016 |
| BOCI Research Limited 中銀國際研究有限公司 | RE | [4] (Advising on Securities) | 08 October 2010 | 28 May 2014 |
| Cinda International Research Limited 信達國際研究有限公司 | RO | [4] (Advising on Securities) | 27 September 2010 | 05 October 2010 |
| Cinda International Research Limited 信達國際研究有限公司 | RE | [4] (Advising on Securities) | 02 August 2010 | 27 September 2010 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 | RE | [4] (Advising on Securities) | 13 August 2009 | 08 July 2010 |
| Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司 | RE | [4] (Advising on Securities) | 13 June 2007 | 18 July 2009 |