Current licenceholders of AWJ005 BOCHK Asset Management Limited 中銀香港資產管理有限公司
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholder | Role | Licences | Start date |
|---|---|---|---|
| YANG Haokun 楊昊堃 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) | 2021-01-18 |
| SONG Cheng 宋誠 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) | 2020-12-17 |
| MING Jia 明佳 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) | 2020-10-15 |
| LI Wei 李巍 | RE | 9 (Asset Management), 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-08-13 |
| YANG Wenjing 楊文婧 | RE | 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) | 2020-07-13 |
| REN Peilin 任佩琳 | RE | 9 (Asset Management), 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-05-12 |
| ZHU Beibei 諸蓓蓓 | RE | 9 (Asset Management), 4 (Advising on Securities) | 2020-05-04 |
| SIU Yat Chi 蕭一芝 | RE | 9 (Asset Management), 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-04-06 |
| ZHU Beibei 諸蓓蓓 | RE | 1 (Dealing in Securities) | 2020-03-31 |
| FU Wei 付煒 | RE | 9 (Asset Management), 4 (Advising on Securities) | 2020-03-10 |
| FU Wei 付煒 | RE | 1 (Dealing in Securities) | 2020-02-21 |
| ZHANG XUAN 張璇 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) | 2020-02-13 |
| YANG Ying 楊穎 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) | 2019-12-23 |
| CHAN Wai Yin 陳慧賢 | RE | 9 (Asset Management), 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-12-16 |
| JANG Yu Fong, Jacqueline 張汝芳 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) | 2019-12-02 |
| SO Cheuk Hei 蘇卓熙 | RE | 1 (Dealing in Securities) | 2019-06-17 |
| SO Cheuk Hei 蘇卓熙 | RE | 4 (Advising on Securities), 9 (Asset Management) | 2019-05-03 |
| CHI Chao 遲超 | RE | 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) | 2019-04-30 |
| XUE Yan 薛岩 | RO | 9 (Asset Management), 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-03-15 |
| WANG Shaoyang 王紹阳 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) | 2019-02-22 |
| JING Hao 荊浩 | RE | 9 (Asset Management), 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-02-22 |
| NGAI Sze Hang 魏思衡 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) | 2018-06-11 |
| ZHAO Chen 趙琛 | RE | 9 (Asset Management), 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-05-21 |
| ZHU Yichen 朱懿琛 | RE | 9 (Asset Management), 4 (Advising on Securities), 1 (Dealing in Securities) | 2018-03-08 |
| CHENG Kai Chung, Garrick 鄭啟充 | RE | 1 (Dealing in Securities), 9 (Asset Management), 4 (Advising on Securities) | 2018-01-25 |
| LI Ming Young 李明揚 | RE | 1 (Dealing in Securities), 9 (Asset Management), 4 (Advising on Securities) | 2018-01-24 |
| WANG Feng 王楓 | RE | 9 (Asset Management), 4 (Advising on Securities), 1 (Dealing in Securities) | 2018-01-04 |
| SHEN Jiayue 沈嘉悅 | RE | 9 (Asset Management), 4 (Advising on Securities), 1 (Dealing in Securities) | 2017-11-07 |
| GAO Yayan 高雅妍 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) | 2017-08-28 |
| FU Huaning 付華宁 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) | 2017-02-13 |
| HUANG Nan 黃楠 | RE | 9 (Asset Management), 4 (Advising on Securities), 1 (Dealing in Securities) | 2017-02-07 |
| XU Yimei 徐逸梅 | RE | 9 (Asset Management), 1 (Dealing in Securities), 4 (Advising on Securities) | 2016-12-05 |
| ZHENG Yu 鄭宇 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) | 2016-11-22 |
| TAI Ho Ying 戴可迎 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) | 2016-10-14 |
| NGAI Shing Man 魏晟旻 | RE | 9 (Asset Management), 1 (Dealing in Securities), 4 (Advising on Securities) | 2016-07-22 |
| HAN Jianchiu 韓劍秋 | RO | 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) | 2016-04-13 |
| SHEN Hua 沈華 | RO | 9 (Asset Management), 4 (Advising on Securities), 1 (Dealing in Securities) | 2016-04-05 |
| LAM Ting Pong 林定邦 | RE | 1 (Dealing in Securities), 9 (Asset Management), 4 (Advising on Securities) | 2016-02-22 |
| LI Linxuan Katrina 李琳暄 | RE | 1 (Dealing in Securities), 9 (Asset Management), 4 (Advising on Securities) | 2015-11-11 |
| WONG Elie Natalie 黃伊莉 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) | 2015-03-12 |
| CHAN Kwan Yau 陳崑游 | RE | 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) | 2014-09-30 |
| NG Wing Chu, Margaret 吳詠珠 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) | 2014-08-15 |
| CHAN Hin Wai, Patrick 陳獻為 | RE | 9 (Asset Management), 1 (Dealing in Securities), 4 (Advising on Securities) | 2014-07-10 |
| YUEN Cheuk Bun, Ben 阮卓斌 | RO | 9 (Asset Management), 1 (Dealing in Securities), 4 (Advising on Securities) | 2014-07-10 |
| CHENG Lai Mei 鄭麗美 | RE | 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) | 2014-01-02 |
| LUI Yu Mo, Moses 雷裕武 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) | 2013-11-07 |