SFC Licences of LAM Ka Wai 林家威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 22 September 2015 | 07 October 2018 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 16 October 2014 | 07 October 2018 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 16 October 2014 | 07 October 2018 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 19 March 2010 | 19 September 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 02 May 2007 | 19 November 2008 |
| Merrill Lynch Far East Limited | RE | 1 | 02 May 2007 | 19 November 2008 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 02 May 2007 | 19 November 2008 |