SFC Licences of LAWRENCE Nicholas Spencer Parslo
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | RE | 2 | 21 December 2011 | 07 November 2013 |
| Sunrise Brokers (Hong Kong) Limited | RE | 1 | 21 December 2011 | 07 November 2013 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 2 | 05 February 2010 | 11 November 2011 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 1 | 05 February 2010 | 11 November 2011 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 2 | 24 November 2008 | 01 February 2010 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 24 November 2008 | 01 February 2010 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 02 May 2007 | 15 January 2008 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 2 | 02 May 2007 | 15 January 2008 |