SFC Licences of TAM Lap Tak, Derek 談立德
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Segantii Capital Management Limited | RE | 9 | 11 March 2009 | 21 March 2014 |
| AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 | RE | 9 | 23 June 2008 | 03 March 2009 |
| AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 | RE | 5 | 23 June 2008 | 03 March 2009 |
| AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 | RE | 4 | 23 June 2008 | 03 March 2009 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 22 May 2007 | 30 April 2008 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 22 May 2007 | 30 April 2008 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 22 May 2007 | 30 April 2008 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 22 May 2007 | 30 April 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 22 May 2007 | 30 April 2008 |