SFC Licences of LAU Wai Han 劉慧嫻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 03 October 2017 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
| KGI Asset Management Limited 凱基資產管理有限公司 | RE | 9 | 20 July 2017 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 21 August 2015 | 02 October 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 13 July 2015 | 02 October 2017 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 9 | 20 August 2014 | 02 July 2015 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 20 May 2014 | 02 July 2015 |
| KGI Asset Management Limited 凱基資產管理有限公司 | RE | 4 | 29 July 2013 | 30 April 2014 |
| KGI Asset Management Limited 凱基資產管理有限公司 | RE | 1 | 29 July 2013 | 30 April 2014 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 | RE | 4 | 03 March 2010 | 21 October 2013 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 4 | 19 July 2007 | 12 February 2010 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 | RE | 4 | 09 May 2007 | 25 June 2007 |